+Title: Compliance Science - Regulatory Compliance Software - C-TRAC™, CSI DocVault™ and PTCC™
Description: The Compliance Science team is dedicated to excellence, superior service and responsiveness to your needs with a vested interest in a long term business relationship. Call us at (212) 327-1533.
Keywords:technology, regulatory technology, investment advisors, broker, dealers, dual registrants, hedge funds, private equity firms, venture capital firms, investment banks, investment companies, 40 Act, Securities Exchange Act of 34, access persons, 17j-1, 204a-1, fund of funds, compliance database, compliance checklists
